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    0 Replies Latest reply on Feb 11, 2009 9:06 AM by Wheats

    NSCP Announces Southern Regional Membership Meeting Faculty

    Wheats Newbie

      The National Society of Compliance Professionals is pleased to announce that at its Southern Regional Meeting, Michael Isaac, chief compliance officer of J.P. Turner & Company, L.L.C. will be moderating a workshop panel on "BD - Supervisory Responsibilities." This workshop will discuss the delegation of supervisory duties, supervision of branch offices and producing managers, supervisory red flag review: follow up and documentation, and supervisory controls and certification. Mr. Isaac will be joined by panel member Scott N. Sherman of Alston and Bird, LLP.

       

      The workshop is part of the National Society of Compliance Professionals' Southern Regional Membership Meeting to be held in Atlanta on February 23, 2009. See www.nscp.org for sign up, location details, and complete agenda.

       

      J.P. Turner & Company, LLC, is a full-service independent investment banking and securities brokerage firm headquartered in Atlanta with some 150 branch offices nationwide. Its affiliate company, J.P. Turner & Company Capital Management, LLC offers investment planning and advisory services. J.P. Turner was founded in 1997 by Bill Mello and Tim McAfee, who have assembled a strong leadership team composed of seasoned financial brokers and advisors, like themselves, that truly understand the challenges faced by independent representatives in the field. The company is a member of SIPC, TICA and the National Investment Banking Association. J.P. Turner is consistently voted one of the top independent broker/dealers by Investment News. For additional information on J.P. Turner & Company visit www.jpturner.com. For information on J.P. Turner Capital Management visit www.jpturnercm.com.